| Environment |
| TOOLKIT HOME | Planning and Environment |
NEPA and Project Development |
Streamlining/ Stewardship |
Historic Preservation |
Section 4(f) | Environmental Competency Building |
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1.0 PURPOSE OF COORDINATION PLANThis Coordination Plan is intended to define the process by which the Tennessee Department of Transportation (TDOT) will communicate information about the Pellissippi Parkway (Route 162) Extension Environmental Impact Statement (EIS) project to the lead, cooperating, participating and other agencies and to the public. The plan also identifies how input from agencies and the public will be solicited and considered. Since the Federal Highway Administration (FHWA) is expected to provide funding for this project, FHWA serves as the lead federal agency for the project. TDOT, as the direct recipient of Federal funds for the project, is the joint lead agency. Section 6002 of the Safe, Accountable, Flexible, Efficient Transportation Equity Act — A Legacy for Users of 2005 (SAFETEA-LU) requires that the lead agencies establish a plan for coordinating public and agency participation and comment during the environmental review process. In accordance with TDOT's 2006 Public Involvement Plan, this project requires a Level Four Public Involvement Process, a level of participation designed for projects that would require an Environmental Impact Statement (EIS) to be completed. This plan also outlines the process by which the required level of public involvement will be accomplished. This Coordination Plan will:
The Coordination Plan will be updated periodically to reflect any changes to the project schedule and other items that typically require updating over the course of the project. 2.0 PROJECT BACKGROUNDThis project involves the extension of Pellissippi Parkway (State Route 162) from State Route 33 (SR 33) to U.S. Highway 321/SR 73 or East Lamar Alexander Parkway in Alcoa and Maryville, Tennessee, a distance of approximately 4.4 miles. (See Figure 1) Based on previous studies, the extension of Pellissippi Parkway has been considered necessary to improve regional and local accessibility for the general public as well as emergency vehicles, to improve traffic capacity on the existing roadway system, and to improve safety conditions on US 129/SR 115 and US 321/SR 73. As a part of this study, a Purpose and Need Statement is being developed and refined based on input from agencies and the public during the initial coordination/scoping period. Alternatives to be evaluated are expected to include: (1) No-Build; (2) Transportation System Management (TSM) activities; (3) Upgrades to existing roadways; (4) Mass Transit; and/or (5) One or more alternatives that would construct a new roadway on new location. The alternatives to be investigated in the EIS will be developed/refined based on input from agencies and the public during the initial coordination/scoping period and subsequent agency and public involvement opportunities. An Environmental Assessment (EA) for the project was prepared between 1999 and 2001; the EA was approved by the Federal Highway Administration (FHWA) on October 3, 2001. On March 5, 2002, TDOT announced the selection of Alternative A as the preferred alignment for the project and on April 24, 2002, FHWA issued a Finding of No Significant Impact (FONSI) for the project. Prior to the initiation of acquisition of right-of-way, however, on July 17, 2002 a Federal Court order was issued and imposed a preliminary injunction halting continued planning, financing, contracting, land acquisition, and construction of the project. Citizens Against the Pellissippi Parkway Extension (CAPPE) had filed a lawsuit in U.S. District Court in Nashville against officials of TDOT, the U.S. Department of Transportation, and FHWA. The lawsuit contended that FHWA should have prepared an EIS in compliance with National Environmental Policy Act (NEPA) regulations, and that FHWA did not properly document their decision not to prepare an EIS. FHWA rescinded the right-of-way authorization after the court order was issued. On September 5, 2002, FHWA filed a motion in U.S. District Court in Nashville to allow FHWA to voluntarily remand the EA/FONSI. That request was rejected by the court. In early 2003, the new TDOT Commissioner requested an independent assessment of the Pellissippi Parkway Extension project. The independent assessment was conducted by the University of Tennessee's Center for Transportation Research. ![]() Figure 1 — Project Area Map The findings of the assessment, published in August 2003, recommended that if the project was restarted, additional input from affected land owners and interest groups be sought as the project moved forward. In July 2004, a federal appeals court reversed the decision of the Nashville District Court, thus allowing FHWA to withdraw the 2002 FONSI and revisit the environmental evaluation of the project. TDOT then announced its intention to conduct an EIS for the extension of Pellissippi Parkway. In 2006, TDOT contracted with a consultant team, led by Parsons Brinckerhoff Quade and Douglas, to conduct environmental and engineering studies as part of the preparation of the EIS. 3.0 INITIAL COORDINATIONOn April 17, 2006, in conformance with the requirements of SAFETEA-LU, TDOT formally notified FHWA in writing of its intent to initiate the NEPA EIS process for this project. The initial coordination/scoping process was initiated in order to obtain comments and input from agencies and the public to help determine the purpose and need for the project, alternatives to be evaluated and the issues that will be examined as part of the EIS process. 3.1 Notice of IntentFollowing the project initiation, FHWA with assistance from TDOT prepared a Notice of Intent (NOI) to Prepare an Environmental Impact Statement, as required by CEQ regulations 40 CFR 1501.7. The NOI was published in the Federal Register on April 25, 2006. Notification of the preparation of the EIS was published in project area newspapers (Knoxville News Sentinel and Maryville Daily Times), along with the announcement of two public Scoping Meetings. 3.2 Initial Coordination PackageTDOT prepared an Initial Coordination Package that was distributed to approximately 58 agencies, officials, and organizations on May 10, 2006. The packages included a transmittal letter, a project summary and a project vicinity map. The project summary identified the preliminary purpose and need for the project, potential alternatives to be considered, traffic counts on specified roadways and examples of environmental concerns that will be considered throughout the course of the EIS process. Five groups of agencies and organizations received initial coordination packages:
3.2.1 Cooperating AgenciesCooperating Agencies are those governmental agencies specifically requested by the lead agency to participate during the environmental evaluation process for the project. FHWA's NEPA regulations (23 CFR 771.111(d)) require that those federal agencies with jurisdiction by law (with permitting or land transfer authority) be invited to be Cooperating Agencies for an EIS. Cooperating Agencies for this project are the US Army Corps of Engineers, Nashville District (Corps of Engineers) and the Tennessee Valley Authority (TVA). These Cooperating Agencies are also invited to be participating agencies. If new information reveals the need to request another agency to serve as a Cooperating Agency, TDOT will issue that agency an invitation. 3.2.2 Participating AgenciesSAFETEA-LU (Section 6002) created a new category of agencies to participate in the environmental review process for EISs. These are federal and non-federal governmental agencies that may have an interest in the project because of their jurisdictional authority, special expertise and/or statewide interest. These participating agencies are formally invited to participate in the environmental review of the project. In addition to TVA and the Corps of Engineers, eight other federal, state and regional agencies/divisions are being asked to be participating agencies for this project. The designated Participating Agencies are shown in Table 1, on the following page. If, during the progress of the project, new information indicates that an agency not previously requested to be a Participating Agency does indeed have authority, jurisdiction, acknowledged expertise or information relevant to the project, then TDOT, in consultation with FHWA, will promptly extend an invitation to that agency to be a Participating Agency. TDOT and FHWA will consider whether this new information affects any previous decisions on the project. 3.2.3 Non-Participating Agencies and OrganizationsInitial Coordination Packages were sent to 39 Non-Participating agencies. This group includes federal and state agencies and organizations with statewide interests. A complete list of the agencies receiving this package is included in Appendix A. 3.2.4 Local Agencies and OrganizationsNine local agencies and private organizations received the Initial Coordination Package. A listing of those agencies is also included in Appendix A.
3.2.5 Section 106 Early CoordinationThe National Historic Preservation Act requires the federal agency or its designee (in this case TDOT) identify the appropriate parties that need to be involved in the process of identifying effects of a proposed project to historic resources and working through the process with such parties. This "involvement" is referred to as "consultation." As a part of the consultation requirements for Section 106, a separate initial coordination package was sent to six parties with interests in historical and archaeological issues. The Blount County Mayor was invited to request status as a Section 106 consulting party, as were five Native American Tribes:
If new information reveals the need to request another agency or organization to serve as a consulting party, TDOT will issue that agency an invitation. 4.0 AGENCY COORDINATIONThe participating agencies for this project have roles and responsibilities that include, but are not limited to:
The participating agencies will have defined opportunities for meaningful participation in the decision-making process for the project. Specific opportunities are provided via the agency concurrence points that have been defined for this project. 4.1 Tennessee Environmental Streamlining Agreement Concurrence PointsTDOT has developed and is finalizing its Tennessee Environmental Streamlining Agreement for the Environmental and Regulatory Coordination of Major Transportation Projects, referred to as TESA or the Agreement. In addition to TDOT and FHWA, signatories to the TESA will include eight federal agencies and authorities, three state agencies, and the eleven Metropolitan Planning Organizations in the state. Signatory agencies are not required to participate in every project; they will participate only in those specific projects that affect their area of jurisdiction, expertise, or interest. The Agreement establishes a single decision-making process to identify and address agency issues at four key points (referred to as concurrence points), during the planning and NEPA process. While the Agreement is not yet formalized, TDOT has committed to apply the principles of the Agreement for the Pellissippi Parkway Extension EIS project. The agencies listed above in Table 1 will be participating in the concurrence point points at the following four major milestones in the environmental review process for the Pellissippi Parkway Extension EIS:
The process for coordination associated with each of the major milestones (concurrence points) for this project is discussed below. 4.1.1 Concurrence Point 1 — Purpose and Need and Study AreaBased upon comments received during the scoping period from agencies and the public, a draft purpose and need for the project will be prepared and submitted by TDOT to FHWA for internal review. Upon incorporation of comments from FHWA, TDOT will prepare and forward to the participating agencies a purpose and need and study area package. The package will include a history of the project, this coordination plan, and a summary of public and agency input received to date. Additionally, the package may include:
The participating agencies will be given 45 days from receipt of the package to review and provide a response; a reminder will be sent to the agencies 14 days before the end of the review period. At the end of the 45-day period, TDOT will receive a concurrence, a non-concurrence, a request for a 15-day time extension, or request for cessation of formal concurrence from each agency. TDOT will assume concurrence from those agencies from whom it has not heard at the end of the 45-day period. The output of Concurrence Point 1 should include concurrence from the participating agencies on:
Additionally, the agencies will provide input on environmental features and resources of concern. Based on the output of Concurrence Point 1, TDOT will revise as appropriate the Purpose and Need statement, the study area description, the coordination plan, and draft methodologies. Following this activity, TDOT will hold a public workshop on alternatives at which time the public will once again be given the opportunity provide input on the Purpose and Need statement and alternatives to be evaluated. 4.1.2 Concurrence Point 2 — Project Alternatives to be EvaluatedBased on the output of Concurrence Point 1 as well as the public workshop on alternatives, and any general alternatives analysis conducted during the project development process, TDOT will prepare a Project Alternatives to be Evaluated Package. The package to be forwarded to the participating agencies may include the following information:
The participating agencies will be given 45 days from receipt of the package to review and provide a response; a reminder will be sent to the agencies 14 days before the end of the review period. At the end of the 45-day period, TDOT will receive a concurrence, a non-concurrence, a request for a 15-day time extension, or request for cessation of formal concurrence from each agency. TDOT will assume concurrence from those agencies from whom it has not heard at the end of the 45-day period. The output of Concurrence Point 2 should include concurrence from the participating agencies on
4.1.3 Concurrence Point 3 — Preliminary Draft DEIS DocumentBased on the output of Concurrence Point 2 and the subsequent detailed investigation of alternatives and analysis of impacts, TDOT will prepare and forward a Preliminary DEIS document to the participating agencies for their review and comment. The participating agencies will be given 45 days from receipt of the package to review and provide a response; a reminder will be sent to the agencies 14 days before the end of the review period. At the end of the 45-day period, TDOT will receive a concurrence, a non-concurrence, a request for a 15-day time extension, or request for cessation of formal concurrence from each agency. TDOT will assume concurrence from those agencies from whom it has not heard at the end of the 45-day period. The output of Concurrence Point 3 should include concurrence from the participating agencies on the adequacy of the preliminary draft DEIS. The agencies will be asked to specify whether additional information is needed to fulfill other applicable environmental reviews or consultation requirements. In addition, the participating agencies will specify any additional information needed to comment adequately on the draft DEIS analysis of site-specific effects associated with the granting or approving by the agency of necessary permits, licenses, or entitlements. Based on the output from this concurrence point, TDOT will finalize the DEIS for submittal to FHWA. Based on FHWA's approval of the DEIS for circulation, one or more public hearings will be conducted in accordance with NEPA requirements and requirements in the project's Public Involvement Plan. 4.1.4 Concurrence Point 4 — Preferred Alternative and Preliminary MitigationBased on the output of Concurrence Point 3, along with TDOT and FHWA's consideration of any issues, concerns and/or opportunities identified during the public hearings and comment period for the DEIS, TDOT will prepare a Preferred Alternative and Preliminary Mitigation Package. The package to be forwarded to the participating agencies may include the following information:
The participating agencies will be given 45 days from receipt of the package to review and provide a response; a reminder will be sent to the agencies 14 days before the end of the review period. At the end of the 45-day period, TDOT will receive a concurrence, a non-concurrence, a request for a 15-day time extension, or request for cessation of formal concurrence from each agency. TDOT will assume concurrence from those agencies from whom it has not heard at the end of the 45-day period. The output of Concurrence Point 4 should include concurrence from the participating agencies on the selection of the preferred alternative and preliminary mitigation. When avoidance of impacts to a resource is not practicable, participating agencies with jurisdiction by law or special expertise will assist TDOT in determining appropriate and practicable mitigation, including all practicable measures to minimize harm. If the agency determines that it does not have enough information to make a recommendation on mitigation measures, it will comment to that effect. If the project impacts are deemed substantial by a regulatory agency to the extent that permits would probably be denied, the participating agencies will advise the lead agencies to modify the project to reduce impacts. If this is not effective, the signatory agencies to the TESA agree to implement issue resolution to see if the project can be appropriately modified. Based on the output from this concurrence point, TDOT will select a preferred alternative and prepare the Final Environmental Impact Statement (FEIS) document for submittal to FHWA. Based on FHWA's approval of the FEIS, the FEIS will be made available for public and agency review for a minimum of 30 days. This period is the last period during which comments on the environmental evaluation process will be received from the public and agencies. Upon addressing the comments received in the comment period, the FEIS will be forwarded by TDOT to FHWA with a request for a Record of Decision (ROD). 4.1.5 Other Opportunities for Agency InvolvementThose agencies that are not "Participating Agencies" as defined in SAFETEA-LU will also have opportunities to provide input and comments on the project as it moves forward. The database of agencies developed as part of the Initial Coordination efforts will be maintained and updated throughout the EIS process. Those agencies that responded to the initial coordination/scoping and those that participated in public meetings and/or provided input/comment during the preparation of the DEIS will receive notification of the availability of the DEIS. Comments may be received at any point during the development of the EIS analysis. 5.0 OPPORTUNITIES FOR PUBLIC INPUTAs required by NEPA and by TDOT's Public Involvement Plan, a project specific plan for public input has been developed and is documented in this overall coordination plan. This plan describes strategies for encouraging public input and describes the opportunities to be provided to the public to encourage early and ongoing involvement in the project development process. As required by SAFETEA-LU Section 6002, the public will be provided opportunities to provide specific input on the Purpose and Need and the range of alternatives. 5.1 Strategies for Encouraging Public Involvement5.1.1 Database of NamesTDOT's Environmental Division maintains an initial coordination list that includes the names of federal, state and other agencies (such as regional planning agencies) and local governments that TDOT will coordinate with for this project. The list also includes private entities that have requested to be included in initial coordination. The entities on the list were sent copies of the initial coordination package, and will be sent notices of public meetings, copies of project mailings and newsletters, and notice of the availability of the approved DEIS for review and comment. As appropriate, persons, organizations, and agencies on this list will also receive other correspondence related to the project. The Environmental Division's current database will be supplemented by the Knoxville Regional Transportation Planning Organization (Knoxville TPO) contact and mailing list for the Blount County area. The database will be expanded as the project moves forward. Names of persons and organizations attending public meetings or requesting additional information will be added. 5.1.2 Community Groups BriefingsBriefings with community/civic groups, business groups, or other interested groups or organizations over the course of the EIS process will be used as an opportunity to introduce the project, provide project updates, and receive public input on the project. Approximately eight community group briefings are expected to be held in the project area throughout the development of the EIS. 5.1.3 Local Government Officials BriefingsBriefings with local government officials will be used as an opportunity to introduce the project to city/county/local officials, provide updates at project milestones, and facilitate the flow of information between the officials, TDOT and FHWA. Approximately four local government officials briefings are expected to be held in the project area throughout the development of the EIS. Local officials expected to be invited to these briefings include:
The first local government officials briefing was held during the scoping period. The other briefings will occur at various milestones during the project, to be determined by the Project Team and as requested by local officials. 5.1.4 Identification of Special Outreach AreasPopulations in the project area requiring special outreach to ensure they have access to information and the opportunity to make comments, regardless of their race, religion, age, income or disability will be identified. Identification of these populations will include using Census data or information obtained from groups or organizations known to have knowledge of these populations. 5.1.5 Media RelationsLocal newspapers, radio and television stations will be identified for use in disseminating information about the project. Minority media outlets will be included. Notices and reminders of project meetings will be sent to these media outlets in advance of public meetings. Specific newspapers to be used are the Knoxville News-Sentinel and The Daily Times (Maryville). 5.1.6 Project NewslettersApproximately six project newsletters will be prepared to keep the project area residents, business and property owners, interested citizens, civic groups, schools, local agency officials, and local public officials informed of the status of the project. Expected milestones for newsletters are as follows, and/or as deemed necessary by the Project Team:
5.1.7 Project Website ContentThe website for the project, http://www.tdot.state.tn.us/pellissippi/, will be updated with newsletters, public meeting announcements and transcripts, and other project information as needed. 5.1.8 Frequently Asked QuestionsTo provide direct answers to some of the most frequently asked questions (FAQs) posed by the public, FAQ sheets will be prepared and will be distributed via TDOT's project website and hardcopies will be available at briefings, public meetings and other public involvement events. These questions/answers will be updated as new information becomes available. 5.1.9 Comment FormsComment forms will be provided at all public meetings and smaller group meetings to encourage participants to provide their comments on the project. The comment form will also be available on the project website. Comments may be provided in writing or electronically. Comments will be accepted at any time during the EIS process. All comments will be reviewed and incorporated as appropriate. 5.1.10 Notice of Availability of DEISA notice of availability of the DEIS document will be published in the local papers. The notice will identify where the DEIS will be available for public review, how the public can provide input, and who to contact with comments or for additional information. Copies of the DEIS will be available for public inspection at the Blount County Library, at the Blount County Chamber of Commerce, and at the TDOT Region 1 Office in Knoxville. The DEIS will also be available on TDOT's website. 5.2 Public Workshops and HearingsSeveral public meetings/hearings have been or will be held during the EIS process to provide information on the project, to solicit public input, and in conformance with NEPA requirements and TDOT's Public Involvement Plan. In addition to the two Scoping Meetings already held, at least three other meetings/hearings are planned. A minimum of 30 days notice will be provided prior to each meeting, with at least 21 days for submittal of comments after each meeting (in order for the comments to be included in the official record). 5.3 Scoping MeetingsTwo public scoping meetings were held in the project area in June 13, 2006. At those meetings, TDOT updated the public on the status of the project to date (since the last public hearing on the EA) with a short overview presentation. Information stations were staffed around the room with hard copies of project area maps for the public to use to present ideas for alternatives and to identify transportation problems. Comment forms and a court reporter were available at the meetings. The public was specifically asked to provide input on the transportation needs for the project, the range of alternatives that should be considered, and issues of concern to be addressed in the EIS. During the official scoping period (April 25 through July 5, 2006), 211 public comments were received by letters, emails, completed comment forms distributed at the scoping meetings, and statements to a court report at the scoping meetings. These comments have been reviewed and are being used by TDOT to define the type of issues of public concern and to develop and refine the purpose and need for the project. Following the close of the scoping period, TDOT continued to accept comments on the project, posting a comment form on the website that can be used to provide comments or as a guide to encourage ongoing input on the project. 5.4 Alternatives WorkshopAfter the Scoping comment period is closed, after TESA Concurrence Point 1 and prior to TESA Concurrence Point 2, the public will be given another early opportunity to provide their input on the draft Purpose and Need Statement and alternatives to be evaluated in the DEIS. A public workshop will be held in the project area. As a part of this workshop, the public will be asked to review the draft Purpose and Need statement, to help identify preliminary alternatives that would address the purpose and need, and confirm or identify additional issues of concern. An overview of the NEPA process will be provided at the beginning of the workshop. The workshop will include a full group discussion, breakout groups, and a wrap-up with the full group. The expected outcome of the workshop will be a range of alternatives to be carried forward to the TESA Concurrence Point 2 and to be examined in the DEIS. Final decisions by FHWA regarding the purpose and need of the project and the range of reasonable alternatives to be considered in the DEIS will not be made until after this meeting. 5.5 Public Informational MeetingPrior to the completion of the DEIS, another series of public meetings will be held to share results of technical studies. The purpose of the meetings is to share the preliminary findings of the technical investigations, so that the public can have meaningful input prior to the final preparation of the DEIS for circulation. Potential context sensitive solutions will be discussed with the public during this meeting. 5.6 DEIS Public HearingOnce FHWA approves the DEIS document for public and agency review, TDOT will hold public hearings to receive comments from the public on the official findings presented in the DEIS and on the project. Input from the public hearing and public comment period will be used by TDOT to make a decision on the selection of the preferred alternative and preliminary mitigation measures. One or two public hearings will be scheduled to be held in the project area. The hearing(s) will be advertised in local newspapers. Flyers advertising the hearing(s) will be mailed to organizations and individuals on the database. 6.0 SCHEDULEFigure 2 presents the anticipated schedule for the completion of the EIS and issuance of a ROD for this project. This schedule will be revised/updated as the project moves forward and new information is revealed that may result in schedule adjustments. Figure 2 Pellissippi Parkway Extension EIS Schedule ![]() Figure 2 — Pellissippi Parkway Extension EIS Schedule AppendixList of Agencies and Organizations Receiving Coordination PackagesType: Participating and Cooperating AgencyMr. Jon Loney, Environmental Manager Lt. Col. Steven Roemhildt, District Engineer Type: Participating AgencyCommissioner James H. Fyke Mr. Heinz J. Mueller, Chief Mr. Lee A. Barclay, Field Supervisor Mr. Dale Ditmonson, Superintendent Mr. Richard Tune, Interim Executive Director Type: Participating Agency, continuedMr. Paul E. Davis, Director Mr. Jeffrey A. Welch, AICP Mr. Robert Todd, NEPA Contact Type: Non-Participating Agency or OrganizationOffice of Economic Analysis (RRP-32) Ms. Laverne F. Reid, Manager Advisory Council on Historic Preservation Ms. Pearl Young Type: Non-Participating Agency or Organization, continuedMr. Tom Chappell, Regional Engineer U.S. Department of Agriculture Ms. Susan Fruchter Mr. Tim Dieringer, Director District Chief, Water Resources Division Office of Environmental Affairs Director, Office of Environmental Policy and Compliance Mr. Harry Walls, Environmental Officer Type: Non-Participating Agency or Organization, continuedMr. William R. Straw Federal Regulatory Commission Senior Transportation Advisor Mr. Wilton Burnett, Jr., Director of Special Projects Mr. Reggie Reeves, Director Mr. Kent Taylor, Director Mr. David Draughon, Director Mr. James Ford, State Conservationist Type: Non-Participating Agency or Organization, continuedMr. Mike Apple, Director Deputy Commissioner Terry Oliver Mr. Barry Stephens, Director Mr. Robert (Bob) V. Woods, Director Diane Davidson, Transportation Director Ms. Lori Kirby, Director Mr. Tom Fusco, Executive Administrative Assistant Type: Non-Participating Agency or Organization, continuedTennessee State Library and Archives Blount County Public Library Mr. Dan Hawk, Urban Regional Director Tennessee Environmental Council Ms. Wendy Smith Mr. Michael Butler Ms. Gabby Call Tennessee Chapter of the Sierra Club Ms. Liz Dixon, Sierra Club Tennessee Trails Association Type: Non-Participating Agency or Organization, continuedJames D. Hoskins Library Ms. Nina Gregg Type: Local Agencies and OrganizationsMr. Mark Hairr Mr. Dewey Roberts Mr. Terry Bobrowski Blount County Executive Mr. John Lamb, Director of Planning Glenn Cardwell, President Type: Local Agencies and Organizations, continuedAmanda Wild, Historic Preservation Planner Mrs. Inez Burns Blount County Historic Society For questions or feedback on this subject, please contact Ruth Rentch at 202-366-2034. For general questions or web problems, please send feedback to the web administrator. |