Relationship Between Section 106 and Section 4(f)

Relationship Between Section 106 and Section 4(f)
Section 106 Section 4(f)
1. Initiate Section 106 Process
Determine potential to affect historic properties, identify consulting parties, plan to involve public.
Historic Properties
Historic properties are protected under Section 4(f) as historic sites.
2. Identify historic proprties
Indentify properties that meet the National Register Criteria for Evaluation that may be affected in consultation with SHPO/THPO. Tribes, and other consulting parties.
Identify any historic sites in the project area that meet Section 4(f) applicability by referring to the work done in the Section 106 process.
3. Determine if There is Adverse Effect
Agency applies criteria of adverse effect and considers the views of consulting parties to determine whether the undertaking may diminish the property's contributing characteristics.
Determine if Section 4(f) Use
  • No adverse effect + minor 4(f) use = de minimis impact
  • Adverse effect + use requires programmatic or individual evaluation
4. Consult to Resolve Adverse Effects
In consultation with consulting parties, agency prepares a Memorandum of Agreement (MOA) that records agreed upon terms to avoid, minimize, or mitigate adverse effects on historic properties.
Section 4(f) Evaluation
Programmatic or individual evaluation analyzes avoidance alternatives and identifies measures to minimize harm. If there is a feasible and prudent avoidance alternative, it must be selected.
5. Execute MOA
Section 106 process is complete.
MOA commitments used to minimize harm

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